DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• P• C•••••••••

L•• F•••••••• L••BD affiliatedVentura, Cadual registrantIAPD 2930671

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as B•••• Patrick C•••••••••

At current firm

0 y

since Jul 3, 2026

In the industry

29 y

since Aug 15, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 3, 2026 · Ventura, Ca
E•••••••• A•••••••• L•• national BD
Mar 4, 2025 to Jun 2, 2026 · Castaic, Ca
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 21, 2024 to Nov 18, 2024 · Glendora, Ca
C••••• A••••••• L•• former
Feb 9, 2023 to Mar 21, 2024 · Houston, Tx
O••••••••• S••••••••• I••• BD affiliated
Feb 17, 2022 to Feb 16, 2023 · Indianapolis, In
M•• I•••••••• S•••••••• L•• BD affiliated
Nov 13, 2007 to Nov 25, 2008 · Westlake Village, Ca
I••••••••• C•••••• M••••••••• unclassified
Jun 21, 2002 to Nov 7, 2007
I••••••••• C•••••• M••••••••• unclassified
Jun 21, 2002 to Jan 30, 1998 · Woodland Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

E•••••••• A•••••••• L•• to L•• F•••••••• L••
left Jun 2, 2026, registered Jul 3, 2026 (31 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to E•••••••• A•••••••• L••
left Nov 18, 2024, registered Mar 4, 2025 (106 days) · Affiliated broker-dealer or bank to another
C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
O••••••••• S••••••••• I••• to C••••• A••••••• L••
left Feb 16, 2023, registered Feb 9, 2023 (-7 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to O••••••••• S••••••••• I•••
left Nov 25, 2008, registered Feb 17, 2022 (4832 days) · Other
I••••••••• C•••••• M••••••••• to M•• I•••••••• S•••••••• L••
left Nov 7, 2007, registered Nov 13, 2007 (6 days) · Other

Signals

B•••• P• C••••••••• left E•••••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2026-07-03)
Jun 2, 2026 · Advisor changed firm · fact
B•••• P• C••••••••• left C••••• I••••••••• A••••••• L•• for E•••••••• A•••••••• L•• (registered 2025-03-04)
Nov 18, 2024 · Advisor changed firm · fact
B•••• P• C••••••••• left O••••••••• S••••••••• I••• for C••••• A••••••• L•• (registered 2023-02-09)
Feb 16, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address