RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• C••••• E••••
- O•••• W•••••• I••• BD affiliated currentsince Nov 25, 2025 · Columbia, Sc
- L•• F•••••••• L•• BD affiliatedDec 21, 2018 to Nov 26, 2025 · Daniel Island, Sc
- I•• A•••••••• L•• independent RIAOct 28, 2016 to Feb 25, 2019 · West Columbia, Sc
- M••••• S•••••• wirehouseMar 9, 2012 to Nov 1, 2016 · Charleston, Sc
- A••••• A•• P••••••• S••••••• BD affiliatedMar 24, 2005 to Jan 12, 2012 · Glendale, Co
- T•••••••• T•••• C••••••• F•• unclassifiedJul 10, 2003 to Mar 24, 2005 · St. Louis, Mo
- L•• F•••••••• L•• to O•••• W•••••• I•••left Nov 26, 2025, registered Nov 25, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- I•• A•••••••• L•• to L•• F•••••••• L••left Feb 25, 2019, registered Dec 21, 2018 (-66 days) · RIA to RIA · moved with a team
- M••••• S•••••• to I•• A•••••••• L••left Nov 1, 2016, registered Oct 28, 2016 (-4 days) · Other
- A••••• A•• P••••••• S••••••• to M••••• S••••••left Jan 12, 2012, registered Mar 9, 2012 (57 days) · Other
- T•••••••• T•••• C••••••• F•• to A••••• A•• P••••••• S•••••••left Mar 24, 2005, registered Mar 24, 2005 (0 days) · Other
- W•••••• C••••• E•••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2025-11-25)Nov 26, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address