DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Joseph Link
Feed of 09/15/2026
Also filed as John Joseph Jr Link
At current firm
8 y
since Oct 20, 2017
In the industry
42 y
since Jun 1, 1984 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- The Wealth Consulting Group independent RIA currentsince Oct 20, 2017 · Irvine, Ca
- Level Four Advisory Services BD affiliatedSep 30, 2016 to Jul 13, 2017 · Irvine, Ca
- Financial Management Network Inc independent RIANov 25, 2014 to Dec 8, 2016 · Mission Viejo, Ca
- Pence Wealth Management, Inc. unclassifiedMar 29, 2012 to Jul 10, 2013 · Newport Beach, Ca
- LPL Financial LLC BD affiliatedJan 24, 2012 to Mar 6, 2013 · Irvine, Ca
- LPL Financial LLC BD affiliatedOct 27, 2000 to Jan 22, 2005 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Level Four Advisory Services to The Wealth Consulting Groupleft Jul 13, 2017, registered Oct 20, 2017 (99 days) · Other
- Financial Management Network Inc to Level Four Advisory Servicesleft Dec 8, 2016, registered Sep 30, 2016 (-69 days) · Other · moved with a team
- Pence Wealth Management, Inc. to Financial Management Network Incleft Jul 10, 2013, registered Nov 25, 2014 (503 days) · Other
- LPL Financial LLC to Pence Wealth Management, Inc.left Mar 6, 2013, registered Mar 29, 2012 (-342 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address