DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dustin Cane Stiefel
Feed of 09/14/2026
At current firm
3 y
since Aug 11, 2023
In the industry
28 y
since Oct 27, 1997 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mercer Global Advisors Inc. independent RIA currentsince Aug 11, 2023 · Denver, Co
- Steward Wealth Management formerApr 2, 2007 to Oct 31, 2023 · Colleyville, Tx
- LPL Financial LLC BD affiliatedJan 3, 2006 to Apr 11, 2007 · Grapevine, Tx
- Osaic Fs, Inc. formerDec 21, 2005 to Dec 31, 2005 · Colleyville, Tx
- Advanced Planning, Inc. unclassifiedAug 6, 2003 to Apr 19, 2007 · Grapevine, Tx
- Advanced Planning, Inc. unclassifiedJun 20, 2001 to Dec 31, 2002 · Bedford, Tx
- Independent Advisers Group Corp formerJul 6, 2000 to Jan 3, 2006 · Grapevine, Tx
- Osaic Fs, Inc. formerDec 3, 1997 to Dec 20, 2005 · Grapevine, Tx
Moves
a registration end followed by a registration begin elsewhere
- Steward Wealth Management to Mercer Global Advisors Inc.left Oct 31, 2023, registered Aug 11, 2023 (-81 days) · RIA to RIA · moved with a team
- Advanced Planning, Inc. to Osaic Fs, Inc.left Apr 19, 2007, registered Dec 21, 2005 (-484 days) · Other
- LPL Financial LLC to Steward Wealth Managementleft Apr 11, 2007, registered Apr 2, 2007 (-9 days) · Other
- Independent Advisers Group Corp to Advanced Planning, Inc.left Jan 3, 2006, registered Jun 20, 2001 (-1658 days) · Other
- Osaic Fs, Inc. to LPL Financial LLCleft Dec 31, 2005, registered Jan 3, 2006 (3 days) · Other
- Osaic Fs, Inc. to Independent Advisers Group Corpleft Dec 20, 2005, registered Jul 6, 2000 (-1993 days) · Other
Signals
- Dustin Cane Stiefel left Steward Wealth Management for Mercer Global Advisors Inc. (registered 2023-08-11)Oct 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address