DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Roberto Sanchez
Feed of 09/15/2026
Also filed as Roberto Sanchez Rodriquez
At current firm
4 y
since Mar 16, 2022
In the industry
28 y
since Oct 30, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Oppenheimer & Co. Inc. BD affiliated currentsince Mar 16, 2022 · The Woodlands, Tx
- Gci Investors formerSep 5, 2020 to Mar 30, 2022 · Houston, Tx
- Titleist Capital, LLC formerJan 28, 2014 to Mar 31, 2020 · Houston, Tx
- Titleist Capital, LLC formerSep 13, 2013 to Oct 28, 2013 · Austin, Tx
- Fortitude Advisory Group L.L.C. independent RIASep 29, 2011 to Feb 18, 2014 · Gig Harbor, Wa
- Oakview Capital Management, L.P. formerMay 26, 2009 to Jan 11, 2013 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Gci Investors to Oppenheimer & Co. Inc.left Mar 30, 2022, registered Mar 16, 2022 (-14 days) · RIA to affiliated broker-dealer or bank
- Titleist Capital, LLC to Gci Investorsleft Mar 31, 2020, registered Sep 5, 2020 (158 days) · Other
- Fortitude Advisory Group L.L.C. to Titleist Capital, LLCleft Feb 18, 2014, registered Sep 13, 2013 (-158 days) · Other
- Oakview Capital Management, L.P. to Fortitude Advisory Group L.L.C.left Jan 11, 2013, registered Sep 29, 2011 (-470 days) · Other
Signals
- Roberto Sanchez left Gci Investors for Oppenheimer & Co. Inc. (registered 2022-03-16)Mar 30, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address