DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Gci Investors
Legal name Globescan Capital, Inc.
Latest filing Mar 30, 2024
First filing on the tape Dec 15, 2011 · 16 filings
RAUM
$5.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$5.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$5.0M as of Mar 30, 2024
Mar 21, 2022$133M then
HNW client RAUM$82.2M as of Mar 6, 2023
Mar 21, 2022$133M then
State-registered IARs (5.B.3)2 as of Mar 30, 2024
Mar 21, 20222 then
Employees (5.A)2 as of Mar 30, 2024
Mar 21, 20225 then
Private funds: no history
RAUM -95% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2024; every figure names its basis
- RAUM per advisor
- $2.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 3derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -95%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -95%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$5.0M100%
- Individual clients
- 3reported
- HNW clients
- 3reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Guy Matthew Davis to Brasada Capital Management, LPOct 30, 2024 · RIA to RIA
- David Joseph Shahrestani to Brasada Capital Management, LPOct 30, 2024 · RIA to RIA
- Matthew Bartley Johns to Net Equity CapitalOct 4, 2022 · RIA to a state-registered adviser
- Roberto Sanchez to Oppenheimer & Co. Inc.Mar 30, 2022 · RIA to affiliated broker-dealer or bank
- Brandon J Frank to Chilton Capital Management LLCOct 18, 2017 · Other
- Bradley John Eixmann to Chilton Capital Management LLCOct 18, 2017 · Other
- Samir Sinha to Bok Financial Asset Management, Inc.Aug 28, 2013 · Other
Joined, latest
- Roberto Sanchez from Titleist Capital, LLCSep 5, 2020 · Other
- Samir Sinha from Palantir Capital Management, Ltd.May 15, 2012 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Brasada Capital Management, LPOct 30, 2024 · Houston, Tx
- 2 left for Chilton Capital Management LLCOct 18, 2017 · Houston, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- None Pasupati Sadhukhan · Presidentcontrolsince 01/1996 · owns 75% or more
- Nmn Maya Sadhukhan · Chief Compliance Officersince 11/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 155 to 3Dec 5, 2023 to Mar 30, 2024
- HNW clients · 28 to 3Dec 5, 2023 to Mar 30, 2024
- Individual clients · 101 to 3Dec 5, 2023 to Mar 30, 2024
- Employees · 4 to 2Dec 5, 2023 to Mar 30, 2024
- Discretionary RAUM · $105M to $5.0MDec 5, 2023 to Mar 30, 2024
- HNW RAUM · 82216245.0 to unsetDec 5, 2023 to Mar 30, 2024
- Individual RAUM · $23.0M to $5.0MDec 5, 2023 to Mar 30, 2024
- RAUM · $105M to $5.0MDec 5, 2023 to Mar 30, 2024
- Accounts · 146 to 155Oct 4, 2022 to Mar 6, 2023
- Advisory employees · 1 to 2Oct 4, 2022 to Mar 6, 2023
- Advisory activities · 2 to 1Oct 4, 2022 to Mar 6, 2023
- HNW clients · 66 to 28Oct 4, 2022 to Mar 6, 2023
- Individual clients · 0 to 101Oct 4, 2022 to Mar 6, 2023
- State-registered IARs · 1 to 2Oct 4, 2022 to Mar 6, 2023
- Discretionary RAUM · $133M to $105MOct 4, 2022 to Mar 6, 2023
- HNW RAUM · $133M to $82.2MOct 4, 2022 to Mar 6, 2023
- Individual RAUM · $0 to $23.0MOct 4, 2022 to Mar 6, 2023
- RAUM · $133M to $105MOct 4, 2022 to Mar 6, 2023
- Advisory employees · 2 to 1Aug 31, 2022 to Oct 4, 2022
- Employees · 5 to 4Aug 31, 2022 to Oct 4, 2022
- State-registered IARs · 2 to 1Aug 31, 2022 to Oct 4, 2022
- Employees · 4 to 5Mar 30, 2022 to Aug 5, 2022
- Insurance-licensed employees · 1 to 0Mar 30, 2022 to Aug 5, 2022
- State-registered IARs · 1 to 2Mar 30, 2022 to Aug 5, 2022
- Advisory employees · 3 to 2Mar 21, 2022 to Mar 30, 2022
- Employees · 5 to 4Mar 21, 2022 to Mar 30, 2022
- State-registered IARs · 2 to 1Mar 21, 2022 to Mar 30, 2022
- Accounts · 128 to 146Mar 7, 2022 to Mar 21, 2022
- Advisory employees · 4 to 3Mar 7, 2022 to Mar 21, 2022
- Advisory activities · 1 to 2Mar 7, 2022 to Mar 21, 2022
- HNW clients · 128 to 66Mar 7, 2022 to Mar 21, 2022
- Employees · 6 to 5Mar 7, 2022 to Mar 21, 2022
- Insurance-licensed employees · 2 to 1Mar 7, 2022 to Mar 21, 2022
- State-registered IARs · 3 to 2Mar 7, 2022 to Mar 21, 2022
- Discretionary RAUM · $101M to $133MMar 7, 2022 to Mar 21, 2022
- HNW RAUM · $101M to $133MMar 7, 2022 to Mar 21, 2022
- RAUM · $101M to $133MMar 7, 2022 to Mar 21, 2022
- Business name · GLOBESCAN CAPITAL, INC. to GCI INVESTORSJul 6, 2021 to Jan 3, 2022
- Accounts · 70 to 128Jan 26, 2012 to Mar 29, 2021
- Advisory employees · unset to 4.0Jan 26, 2012 to Mar 29, 2021
Signals
9 dated events
- Guy Matthew Davis left Gci Investors for Brasada Capital Management, Lp (registered 2024-03-27)Oct 30, 2024 · Advisor changed firm · fact
- David Joseph Shahrestani left Gci Investors for Brasada Capital Management, Lp (registered 2024-03-01)Oct 30, 2024 · Advisor changed firm · fact
- 2 advisors left Gci Investors (Houston, TX) for Brasada Capital Management, LP on the same dayOct 30, 2024 · Team lift-out · derived
- Gci Investors reported RAUM $5.0M, down 95% from $105.2M (2023-12-05 to 2024-03-30)Mar 30, 2024 · RAUM change · derived
- Matthew Bartley Johns left Gci Investors for Net Equity Capital (registered 2024-09-20)Oct 4, 2022 · Advisor changed firm · fact
- Roberto Sanchez left Gci Investors for Oppenheimer & Co. Inc. (registered 2022-03-16)Mar 30, 2022 · Advisor changed firm · fact
- Roberto Sanchez (Chief Compliance Officer) no longer on Schedule A of Gci Investors (listed 2022-01-03, absent 2022-03-07)Mar 7, 2022 · Control person left · inference
- Globescan Capital, Inc. filed its initial SEC registration (Form ADV)Mar 29, 2021 · First SEC registration · fact
- Roberto Sanchez (Chief Compliance Officer) appeared on Schedule A of Gci InvestorsMar 29, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026