DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• L•• B•••••

S••••• F••••••••• L••BD affiliatedSterling, Va IA-onlyIAPD 2932632

Feed of 09/14/2026

At current firm

1 y

since Jun 26, 2025

In the industry

28 y

since Oct 9, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• F••••••••• L•• BD affiliated current
since Jun 26, 2025 · Ashburn, Va
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Feb 8, 2016 to Jun 25, 2025 · Lansdowne, Va
M•• I•••••••• S•••••••• L•• BD affiliated
Aug 15, 2012 to Feb 18, 2016 · Mclean, Va
N•• E•••••• S••••••••• C••••••••• former
Jun 27, 2011 to Jul 11, 2012 · Elkridge, Md
A•••• W••••• A•••••••• L•• BD affiliated
Apr 1, 2010 to Feb 22, 2011 · Chicago, Il
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 1, 2009 to Mar 3, 2010 · Reston, Va
T• A••••••••• I••• former
Jun 23, 2009 to Mar 3, 2010 · Reston, Va
Z•••• I••••••••• M••••••••• I••• mixed wealth
Jan 14, 2009 to May 19, 2009 · Chicago, Il
F••••• I••••••••• independent RIA
Aug 23, 2007 to Oct 27, 2008 · Alexandria, Va
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 20, 1997 to Aug 7, 2007 · Fort Myers, Fl

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to S••••• F••••••••• L••
left Jun 25, 2025, registered Jun 26, 2025 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Feb 18, 2016, registered Feb 8, 2016 (-10 days) · Other
N•• E•••••• S••••••••• C••••••••• to M•• I•••••••• S•••••••• L••
left Jul 11, 2012, registered Aug 15, 2012 (35 days) · Other
A•••• W••••• A•••••••• L•• to N•• E•••••• S••••••••• C•••••••••
left Feb 22, 2011, registered Jun 27, 2011 (125 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to A•••• W••••• A•••••••• L••
left Mar 3, 2010, registered Apr 1, 2010 (29 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Mar 3, 2010, registered Jul 1, 2009 (-245 days) · channel change inside one enterprise, not a move
Z•••• I••••••••• M••••••••• I••• to T• A••••••••• I•••
left May 19, 2009, registered Jun 23, 2009 (35 days) · Other
F••••• I••••••••• to Z•••• I••••••••• M••••••••• I•••
left Oct 27, 2008, registered Jan 14, 2009 (79 days) · Other
A••••••••• F•••••••• S•••••••• L•• to F••••• I•••••••••
left Aug 7, 2007, registered Aug 23, 2007 (16 days) · Other

Signals

Christopher Lee Bishop left Cambridge Investment Research Advisors, Inc. for Summit Financial, Llc (registered 2025-06-26)
Jun 25, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address