DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Chris Jon Knabe

Mwa Financial Services, Inc.BD affiliatedDallas, Txdual registrantIAPD 2933470

Feed of 09/14/2026

Also filed as Chris J Knabe

At current firm

0 y

since Oct 8, 2025

In the industry

28 y

since Jan 7, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mwa Financial Services, Inc. BD affiliated current
since Oct 8, 2025 · Dallas, Tx
Cuso Financial Services, L.P. former
Oct 1, 2018 to Apr 9, 2025 · Southlake, Tx
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Sep 26, 2018 · Boston, Ma
Strategic Advisers LLC national BD
Jan 4, 2012 to Jul 13, 2018 · Westlake, Tx
LPL Financial LLC BD affiliated
Sep 10, 2007 to Nov 22, 2011 · Roanoke, Tx
1717 Capital Management Company unclassified
Oct 12, 2004 to Aug 28, 2007 · Roanoke, Tx
American General Securities Incorporated unclassified
Oct 21, 2002 to Sep 16, 2004 · Frisco, Tx
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 11, 1998 to Aug 20, 2002 · Irving, Tx

Moves

a registration end followed by a registration begin elsewhere

Cuso Financial Services, L.P. to Mwa Financial Services, Inc.
left Apr 9, 2025, registered Oct 8, 2025 (182 days) · Affiliated broker-dealer or bank to another
Fidelity Personal And Workplace Advisors to Cuso Financial Services, L.P.
left Sep 26, 2018, registered Oct 1, 2018 (5 days) · Affiliated broker-dealer or bank to another
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
LPL Financial LLC to Strategic Advisers LLC
left Nov 22, 2011, registered Jan 4, 2012 (43 days) · Other
1717 Capital Management Company to LPL Financial LLC
left Aug 28, 2007, registered Sep 10, 2007 (13 days) · Other
American General Securities Incorporated to 1717 Capital Management Company
left Sep 16, 2004, registered Oct 12, 2004 (26 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to American General Securities Incorporated
left Aug 20, 2002, registered Oct 21, 2002 (62 days) · Other

Signals

Chris Jon Knabe left Cuso Financial Services, L.P. for Mwa Financial Services, Inc. (registered 2025-10-08)
Apr 9, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address