RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• N•••• B•••
- L•• F•••••••• L•• BD affiliated currentsince Jun 24, 2025 · Fairbanks, Ak
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 5, 2019 to Jun 25, 2025 · Fairbanks, Ak
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Sep 11, 2019 · Fairbanks, Ak
- W•••• F•••• I••••••••• L•• unclassifiedJan 27, 2006 to Jan 3, 2011 · Fairbanks, Ak
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 14, 1997 to Feb 1, 2006 · Anchorage, Ak
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Jun 25, 2025, registered Jun 24, 2025 (-1 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 11, 2019, registered Sep 5, 2019 (-6 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• I••••••••• L••left Feb 1, 2006, registered Jan 27, 2006 (-5 days) · Other
- R••••• N•••• B••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2025-06-24)Jun 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address