DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert James Curtiss
Certified Financial Planner
Feed of 09/14/2026
Also filed as Robert J Curtiss
At current firm
9 y
since Nov 2, 2016
In the industry
28 y
since Jun 10, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Seia BD affiliated currentsince Nov 2, 2016 · Pasadena, Ca
- D.A. Davidson & Co. independent RIANov 25, 2013 to Nov 2, 2016 · Pasadena, Ca
- Crowell Weedon & Co. formerNov 4, 2013 to Nov 25, 2013 · Pasadena, Ca
- Crowell, Weedon & Co. formerMay 5, 2009 to Nov 4, 2013 · Pasadena, Ca
- Transamerica Financial Advisors, Inc. unclassifiedApr 22, 2009 to May 5, 2009 · Pasadena, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 17, 1998 to Apr 20, 2009 · Pasadena, Ca
Moves
a registration end followed by a registration begin elsewhere
- D.A. Davidson & Co. to Seialeft Nov 2, 2016, registered Nov 2, 2016 (0 days) · Other
- Crowell Weedon & Co. to D.A. Davidson & Co.left Nov 25, 2013, registered Nov 25, 2013 (0 days) · corporate re-registration, not a move
- Crowell, Weedon & Co. to Crowell Weedon & Co.left Nov 4, 2013, registered Nov 4, 2013 (0 days) · corporate re-registration, not a move
- Transamerica Financial Advisors, Inc. to Crowell, Weedon & Co.left May 5, 2009, registered May 5, 2009 (0 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Transamerica Financial Advisors, Inc.left Apr 20, 2009, registered Apr 22, 2009 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address