DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• C•••••

N••••••••• M••••• I••••••••• S•••••••••no RAUMMilwaukee, Widual registrantIAPD 2943873

Feed of 09/14/2026

Also filed as Mary Beth Utz

At current firm

1 y

since Jul 1, 2025

In the industry

24 y

since Jul 8, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••••••• M••••• I••••••••• S••••••••• no RAUM current
since Jul 1, 2025 · Milwaukee, Wi
O•••• W•••••• I••• BD affiliated
Oct 30, 2024 to Mar 18, 2025 · Fond Du Lac, Wi
R••••• W• B•••• • C•• I••••••••• mixed wealth
Mar 30, 2021 to Jun 6, 2024 · Mequon, Wi
M••••• S•••••• wirehouse
Nov 16, 2017 to Mar 9, 2020 · Milwaukee, Wi
W•••• F•••• A••••••• wirehouse
Nov 8, 2004 to Oct 20, 2008 · Jacksonville, Fl
P••• I••••••••• L•• asset manager
Jul 8, 2002 to Aug 23, 2004 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to N••••••••• M••••• I••••••••• S•••••••••
left Mar 18, 2025, registered Jul 1, 2025 (105 days) · Other
R••••• W• B•••• • C•• I••••••••• to O•••• W•••••• I•••
left Jun 6, 2024, registered Oct 30, 2024 (146 days) · RIA to affiliated broker-dealer or bank
M••••• S•••••• to R••••• W• B•••• • C•• I•••••••••
left Mar 9, 2020, registered Mar 30, 2021 (386 days) · Wirehouse to independent RIA
W•••• F•••• A••••••• to M••••• S••••••
left Oct 20, 2008, registered Nov 16, 2017 (3314 days) · Wirehouse to wirehouse
P••• I••••••••• L•• to W•••• F•••• A•••••••
left Aug 23, 2004, registered Nov 8, 2004 (77 days) · Other

Signals

M••••••• C••••• left O•••• W•••••• I••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2025-07-01)
Mar 18, 2025 · Advisor changed firm · fact
M••••••• C••••• left R••••• W• B•••• • C•• I••••••••• for O•••• W•••••• I••• (registered 2024-10-30)
Jun 6, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address