DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Dean Pecotte
Feed of 09/14/2026
Also filed as R Dean Pecotte
At current firm
8 y
since Apr 18, 2018
In the industry
38 y
since Mar 1, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Pfg Advisors independent RIA currentsince Apr 18, 2018 · Farmington, Nm
- Cue Financial Group, Inc. formerJun 16, 2015 to Dec 31, 2018 · Farmington, Nm
- Wilbanks Securities Advisory formerJun 28, 2005 to Jun 16, 2015 · Oklahoma City, Ok
- Morgan Stanley Dw Inc. unclassifiedFeb 8, 2000 to Dec 9, 2002 · Farmington, Nm
Moves
a registration end followed by a registration begin elsewhere
- Cue Financial Group, Inc. to Pfg Advisorsleft Dec 31, 2018, registered Apr 18, 2018 (-257 days) · RIA to RIA · moved with a team
- Wilbanks Securities Advisory to Cue Financial Group, Inc.left Jun 16, 2015, registered Jun 16, 2015 (0 days) · Other
- Morgan Stanley Dw Inc. to Wilbanks Securities Advisoryleft Dec 9, 2002, registered Jun 28, 2005 (932 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address