DFX Intelligence
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Registered advisor
J••• C••••••• Q••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••• Q••••••••• Q••••••
At current firm
9 y
since Jun 2, 2017
In the industry
28 y
since Dec 8, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jun 2, 2017 · Mt. Lebanon, Pa
- A••••• A•• P••••••• S••••••• BD affiliatedJun 25, 2013 to May 17, 2017 · Pittsburgh, Pa
- P•• W••••• M••••••••• BD affiliatedOct 13, 2010 to Jan 19, 2012 · Washington, Dc
- B• I••••••••• L•• unclassifiedFeb 23, 2004 to Jun 30, 2005 · Middleburg, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 5, 2001 to Feb 23, 2004 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to C•••••• S••••• • C••• I•••left May 17, 2017, registered Jun 2, 2017 (16 days) · Other
- P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••left Jan 19, 2012, registered Jun 25, 2013 (523 days) · Other
- B• I••••••••• L•• to P•• W••••• M•••••••••left Jun 30, 2005, registered Oct 13, 2010 (1931 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B• I••••••••• L••left Feb 23, 2004, registered Feb 23, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address