RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• G•••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 9, 2024 · Boca Raton, Fl
- W•••• F•••• A••••••• wirehouseNov 18, 2011 to Apr 8, 2024 · Boca Raton, Fl
- O••••••••• • C•• I••• BD affiliatedMay 2, 2006 to Nov 18, 2011 · Boca Raton, Fl
- C•••••• S••••• • C••• I••• national BDApr 3, 2001 to May 8, 2006 · Plantation, Fl
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Apr 8, 2024, registered Apr 9, 2024 (1 days) · channel change inside one enterprise, not a move
- O••••••••• • C•• I••• to W•••• F•••• A•••••••left Nov 18, 2011, registered Nov 18, 2011 (0 days) · Other
- C•••••• S••••• • C••• I••• to O••••••••• • C•• I•••left May 8, 2006, registered May 2, 2006 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address