DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••• O••• P••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedMiami, Fldual registrantIAPD 2949598

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Apr 1, 2026

In the industry

28 y

since Jan 2, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Apr 1, 2026 · Miami, Fl
P••••••••• W••••• A••••••• independent RIA
Jul 6, 2018 to Mar 30, 2026 · Miami, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Nov 8, 2017 to Aug 25, 2023 · Miami, Fl
R•••••• J•••• • A••••••••• I••• national BD
Feb 13, 2013 to Oct 30, 2017 · Coral Gables, Fl
M••••• K••••• • C••••••• L•• former
Oct 6, 2009 to Feb 13, 2013 · Coral Gables, Fl
U•••• F•••••••• S••••••• G••••• I••• unclassified
Mar 9, 2007 to Oct 12, 2009 · Miami, Fl
C••••••• A•••• M••••••••• I•• unclassified
Jan 27, 2006 to Oct 7, 2009 · Miami, Fl
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Feb 11, 2004 to Sep 16, 2005 · Coral Gables, Fl

Moves

a registration end followed by a registration begin elsewhere

P••••••••• W••••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Mar 30, 2026, registered Apr 1, 2026 (2 days) · RIA to affiliated broker-dealer or bank · moved with a team
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to P••••••••• W••••• A•••••••
left Aug 25, 2023, registered Jul 6, 2018 (-1876 days) · Other · moved with a team
R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Oct 30, 2017, registered Nov 8, 2017 (9 days) · Other · moved with a team
M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
U•••• F•••••••• S••••••• G••••• I••• to M••••• K••••• • C••••••• L••
left Oct 12, 2009, registered Oct 6, 2009 (-6 days) · Other
C••••••• A•••• M••••••••• I•• to U•••• F•••••••• S••••••• G••••• I•••
left Oct 7, 2009, registered Mar 9, 2007 (-943 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to C••••••• A•••• M••••••••• I••
left Sep 16, 2005, registered Jan 27, 2006 (133 days) · Other

Signals

M••••• O••• P•••• left P••••••••• W••••• A••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-04-01)
Mar 30, 2026 · Advisor changed firm · fact
M••••• O••• P•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for P••••••••• W••••• A••••••• (registered 2018-07-06)
Aug 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address