DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph Anthony Schilz

Cetera Investment Advisers LLCBD affiliatedHales Corners, Widual registrantIAPD 2950849

Feed of 09/14/2026

At current firm

0 y

since Aug 14, 2026

In the industry

39 y

since Dec 1, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Aug 14, 2026 · Hales Corners, Wi
LPL Financial LLC BD affiliated
May 1, 2025 to Sep 11, 2026 · Hales Corners, Wi
Grove Point Advisors, LLC former
Apr 1, 2021 to May 1, 2025 · Rockville, Md
H. Beck, Inc. former
May 1, 2019 to Apr 1, 2021 · Elm Grove, Wi
Annex Wealth Management, LLC independent RIA
Jan 24, 2006 to Apr 30, 2019 · Hales Corners, Wi

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Cetera Investment Advisers LLC
left Sep 11, 2026, registered Aug 14, 2026 (-28 days) · corporate re-registration, not a move · moved with a team
Grove Point Advisors, LLC to LPL Financial LLC
left May 1, 2025, registered May 1, 2025 (0 days) · corporate re-registration, not a move
H. Beck, Inc. to Grove Point Advisors, LLC
left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
Annex Wealth Management, LLC to H. Beck, Inc.
left Apr 30, 2019, registered May 1, 2019 (1 days) · RIA to affiliated broker-dealer or bank · moved with a team

Signals

Joseph Anthony Schilz left LPL Financial LLC for Cetera Investment Advisers LLC (registered 2026-08-14)
Sep 11, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address