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Registered advisor
J•••••• T•••••
Feed of 09/14/2026
Also filed as Jeff T•••••
At current firm
0 y
since Feb 13, 2026
In the industry
24 y
since Sep 28, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Glendale, Ca
- U••• B•••••• I••••••••• I••• formerApr 11, 2023 to Feb 13, 2026 · Saint Paul, Mn
- W•••• F•••• A••••••• wirehouseMar 1, 2019 to Mar 6, 2023 · Danville, Ca
- W•••• F•••• A••••••• wirehouseNov 14, 2006 to Mar 1, 2019 · Norfolk, Va
- F•••• T•••• S••••••••• I••• BD affiliatedNov 22, 2004 to Mar 15, 2005 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••left Mar 6, 2023, registered Apr 11, 2023 (36 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Mar 1, 2019, registered Mar 1, 2019 (0 days) · channel change inside one enterprise, not a move
- F•••• T•••• S••••••••• I••• to W•••• F•••• A•••••••left Mar 15, 2005, registered Nov 14, 2006 (609 days) · Other
Signals
- J•••••• T••••• left W•••• F•••• A••••••• for U••• B•••••• I••••••••• I••• (registered 2023-04-11)Mar 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address