RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• C••••••••• D•••••
- D••• D••••••• • C•• independent RIA currentsince Sep 19, 2018 · Vancouver, Wa
- S•••••• P••••••• I••••••••• S••••••••• L•• formerDec 11, 2009 to Sep 19, 2018 · Portland, Or
- C••••• I••••••••• S••••••• L•• formerAug 4, 2003 to Dec 8, 2009 · Silverton, Or
- S•••••• P••••••• I••••••••• S••••••••• L•• to D••• D••••••• • C••left Sep 19, 2018, registered Sep 19, 2018 (0 days) · RIA to RIA
- C••••• I••••••••• S••••••• L•• to S•••••• P••••••• I••••••••• S••••••••• L••left Dec 8, 2009, registered Dec 11, 2009 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address