RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• R••••••• H•••••
- C•••••••• F••••••••• I••• BD affiliated currentsince May 17, 2018 · Germantown, Tn
- B•• P•••••••• I••• BD affiliatedSep 30, 2015 to May 21, 2018 · Germantown, Tn
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerDec 18, 2009 to Sep 30, 2015 · Germantown, Tn
- B••••• G••••• A•••• M••••••••• BD affiliatedMay 17, 2007 to Jan 5, 2010 · Germantown, Tn
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Aug 2, 2005 · Memphis, Tn
- P••••••••• E••••• G••••• L•• unclassifiedMar 16, 2001 to Jul 1, 2003 · Memphis, Tn
- B•• P•••••••• I••• to C•••••••• F••••••••• I•••left May 21, 2018, registered May 17, 2018 (-4 days) · Other
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to B•• P•••••••• I•••left Sep 30, 2015, registered Sep 30, 2015 (0 days) · Other
- B••••• G••••• A•••• M••••••••• to J• P• T••••• • C•••••• C•••••• M••••••••• L••left Jan 5, 2010, registered Dec 18, 2009 (-18 days) · Other
- W•••• F•••• A••••••• to B••••• G••••• A•••• M•••••••••left Aug 2, 2005, registered May 17, 2007 (653 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address