R•••••• O••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Mar 25, 2024 · Williamsburg, Va
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jun 22, 2009 to Mar 28, 2024 · Williamsburg, Va
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Jun 22, 2009 · Williamsburg, Va
• C•••••••• G••••• M•••••• I••• BD affiliated
  Feb 21, 2006 to Jun 1, 2009 · New York, Ny
• L••• M•••• W••• W•••••• I••••••••• unclassified
  Jun 11, 1999 to Feb 21, 2006 · Williamsburg, Va

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••••• F•••••••• S•••••••• L••
  left Mar 28, 2024, registered Mar 25, 2024 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
• M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jun 22, 2009, registered Jun 22, 2009 (0 days) · Other
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••
  left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move

• ••• Locked
  Mar 28, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address