RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• B••••••••
- O••••••••• • C•• I••• BD affiliated currentsince Dec 1, 2025 · Washington, Dc
- W•••• F•••• A••••••• wirehouseNov 30, 2020 to Jan 6, 2025 · Alexandria, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 9, 2010 to Dec 1, 2020 · Washington, Dc
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 21, 2010 · Alexandria, Va
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 13, 2006 to Jun 1, 2009 · Alexandria, Va
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Oct 18, 2006 · Washington, Dc
- P••••••••• E••••• G••••• L•• unclassifiedFeb 23, 2001 to Jul 1, 2003 · Washington, Dc
- W•••• F•••• A••••••• to O••••••••• • C•• I•••left Jan 6, 2025, registered Dec 1, 2025 (329 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Dec 1, 2020, registered Nov 30, 2020 (-1 days) · Wirehouse to wirehouse
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 21, 2010, registered Jul 9, 2010 (-12 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••left Oct 18, 2006, registered Oct 13, 2006 (-5 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- P•••••• B•••••••• left W•••• F•••• A••••••• for O••••••••• • C•• I••• (registered 2025-12-01)Jan 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address