RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• H•••••••• P•••
- R••••••••• P••••••• O• A•••••• independent RIA currentsince Mar 3, 2016 · Austin, Tx
- E•••• S••••••••• L•• BD affiliatedJan 13, 2005 to Mar 8, 2016 · Southlake, Tx
- P•••• S••••••••• L•• no RAUMApr 1, 2002 to Apr 23, 2002 · Hurst, Tx
- E•••• S••••••••• L•• to R••••••••• P••••••• O• A••••••left Mar 8, 2016, registered Mar 3, 2016 (-5 days) · Other
- P•••• S••••••••• L•• to E•••• S••••••••• L••left Apr 23, 2002, registered Jan 13, 2005 (996 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address