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Registered advisor
J••••• A•••••••• G••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as Joe Gifford
At current firm
3 y
since Jun 29, 2023
In the industry
28 y
since Dec 27, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 29, 2023 · Palm Beach Gardens, Fl
- C••••••• S••••••••• I••• BD affiliatedApr 27, 2021 to Jun 29, 2023 · West Palm Beach, Fl
- C•••••• S••••• • C••• I••• national BDMar 19, 2015 to May 6, 2021 · Orlando, Fl
- S••••• W••••• A•••••••• I••• no RAUMJun 14, 2013 to Mar 2, 2015 · Orlando, Fl
- A•••••• A•••••••• L•• unclassifiedMar 31, 2003 to Mar 13, 2013 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- C••••••• S••••••••• I••• to W•••• F•••• A•••••••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••• S••••• • C••• I••• to C••••••• S••••••••• I•••left May 6, 2021, registered Apr 27, 2021 (-9 days) · Affiliated broker-dealer or bank to another
- S••••• W••••• A•••••••• I••• to C•••••• S••••• • C••• I•••left Mar 2, 2015, registered Mar 19, 2015 (17 days) · channel change inside one enterprise, not a move
- A•••••• A•••••••• L•• to S••••• W••••• A•••••••• I•••left Mar 13, 2013, registered Jun 14, 2013 (93 days) · Other
Signals
- J••••• A•••••••• G•••••• left C••••••• S••••••••• I••• for W•••• F•••• A••••••• (registered 2023-06-29)Jun 29, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address