J••••• J•••• H••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedReston, Vadual registrantIAPD 2961599

Feed of 09/14/2026

Also filed as J••••• J• H••••

At current firm

2 y

since Oct 13, 2023

In the industry

28 y

since Dec 15, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Oct 13, 2023 · Reston, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 13, 2016 to Oct 19, 2023 · Reston, Va
R•• C•••••• M••••••• L•• national BD
May 8, 2015 to May 26, 2016 · Washington, Dc
M••••• S•••••• wirehouse
Jun 1, 2009 to May 19, 2015 · Washington, Dc
C•••••••• G••••• M•••••• I••• BD affiliated
Apr 24, 2009 to Jun 1, 2009 · Washington, Dc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 28, 1999 to Apr 28, 2009 · Vienna, Va

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Oct 19, 2023, registered Oct 13, 2023 (-6 days) · Wirehouse to affiliated broker-dealer or bank
R•• C•••••• M••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 26, 2016, registered May 13, 2016 (-13 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to R•• C•••••• M••••••• L••
left May 19, 2015, registered May 8, 2015 (-11 days) · Wirehouse to affiliated broker-dealer or bank
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••
left Apr 28, 2009, registered Apr 24, 2009 (-4 days) · Other

Signals

••• Locked
Oct 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address