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Registered advisor
M•••••• A••••• T••••••••
Feed of 09/14/2026
Also filed as M•••••• A T••••••••
At current firm
3 y
since Apr 26, 2023
In the industry
28 y
since Dec 31, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P••••••• F•••••••• S•••••••• I••• BD affiliated currentsince Apr 26, 2023 · Miami, Fl
- W•••• F•••• A••••••• wirehouseJun 29, 2018 to Mar 24, 2023 · Boston, Ma
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 3, 2018 · Boston, Ma
- M••••• S•••••• • C•• L•• unclassifiedJan 4, 2008 to Jun 1, 2009 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 20, 2000 to Jan 8, 2008 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to P••••••• F•••••••• S•••••••• I•••left Mar 24, 2023, registered Apr 26, 2023 (33 days) · Wirehouse to independent RIA
- M••••• S•••••• to W•••• F•••• A•••••••left Jul 3, 2018, registered Jun 29, 2018 (-4 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• • C•• L••left Jan 8, 2008, registered Jan 4, 2008 (-4 days) · Other
Signals
- M•••••• A••••• T•••••••• left W•••• F•••• A••••••• for P••••••• F•••••••• S•••••••• I••• (registered 2023-04-26)Mar 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address