DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

D•••••••• D••••

C••••• I••••••••• A••••••• L••BD affiliatedAlpharetta, Gadual registrantIAPD 2965551

Feed of 09/14/2026

Also filed as Dominique Geraldine Picard

At current firm

4 y

since Sep 24, 2021

In the industry

28 y

since Mar 10, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Sep 24, 2021 · Alpharetta, Ga
T•• S•••••••• F•••••••• A••••••• BD affiliated
Mar 3, 2021 to Sep 24, 2021 · Atlanta, Ga
T•••• A•••••••• L•• former
Mar 1, 2019 to Jul 27, 2020 · Atlanta, Ga
E•••••• C•••••• M••••••••• L•• former
Jun 30, 2011 to Jul 14, 2017 · Arlington, Va
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Dec 16, 2010 to Feb 1, 2011 · Atlanta, Ga
U•• F•••••••• S••••••• I••• wirehouse
Aug 23, 2004 to Jul 6, 2010 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

T•• S•••••••• F•••••••• A••••••• to C••••• I••••••••• A••••••• L••
left Sep 24, 2021, registered Sep 24, 2021 (0 days) · Affiliated broker-dealer or bank to another
T•••• A•••••••• L•• to T•• S•••••••• F•••••••• A•••••••
left Jul 27, 2020, registered Mar 3, 2021 (219 days) · Affiliated broker-dealer or bank to another
E•••••• C•••••• M••••••••• L•• to T•••• A•••••••• L••
left Jul 14, 2017, registered Mar 1, 2019 (595 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to E•••••• C•••••• M••••••••• L••
left Feb 1, 2011, registered Jun 30, 2011 (149 days) · Other
U•• F•••••••• S••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••
left Jul 6, 2010, registered Dec 16, 2010 (163 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address