RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- •••••••• independent RIA currentsince Oct 31, 2025 · Clayton, Mo
- W•••• F•••• A••••••• wirehouseFeb 9, 2023 to Nov 5, 2025 · Bee Cave, Tx
- D••••••• B••• S••••••••• I••• no RAUMSep 19, 2008 to Apr 3, 2009 · San Francisco, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 30, 2004 to Dec 8, 2006 · Palo Alto, Ca
- T•• P•••••• G•••• I•• formerDec 10, 2003 to Sep 21, 2004 · Menlo Park, Ca
- B••• O• A•••••• S••••••••• L•• unclassifiedDec 20, 2001 to Mar 14, 2003 · San Francisco, Ca
- W•••• F•••• A••••••• to ••••••••left Nov 5, 2025, registered Oct 31, 2025 (-5 days) · Wirehouse to independent RIA · moved with a team
- D••••••• B••• S••••••••• I••• to W•••• F•••• A•••••••left Apr 3, 2009, registered Feb 9, 2023 (5060 days) · Other
- C•••••••• G••••• M•••••• I••• to D••••••• B••• S••••••••• I•••left Dec 8, 2006, registered Sep 19, 2008 (651 days) · Other
- T•• P•••••• G•••• I•• to C•••••••• G••••• M•••••• I•••left Sep 21, 2004, registered Nov 30, 2004 (70 days) · Other
- B••• O• A•••••• S••••••••• L•• to T•• P•••••• G•••• I••left Mar 14, 2003, registered Dec 10, 2003 (271 days) · Other
- S•••••• J•••• S•••• left W•••• F•••• A••••••• for &Partners (registered 2025-10-31)Nov 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address