RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• B•• M••••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 4, 2023 · Paramus, Nj
- M••••••• F•••••••• G••••• I••• formerJul 29, 2021 to May 7, 2024 · Rockville, Md
- P•• W••••• M••••••••• BD affiliatedApr 18, 2008 to May 18, 2021 · Germantown, Md
- M•• S••••••••• I••• unclassifiedDec 20, 2006 to Mar 24, 2008 · Rockville, Md
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 1, 2005 to Dec 8, 2006 · Rockville, Md
- S••••••• I••••••••• S•••••••• I••• formerJul 20, 2004 to Jul 13, 2005 · Gaithersburg, Md
- M••••••• F•••••••• G••••• I••• to L•• F•••••••• L••left May 7, 2024, registered Aug 4, 2023 (-277 days) · RIA to affiliated broker-dealer or bank
- P•• W••••• M••••••••• to M••••••• F•••••••• G••••• I•••left May 18, 2021, registered Jul 29, 2021 (72 days) · Affiliated broker-dealer or bank to independent RIA
- M•• S••••••••• I••• to P•• W••••• M•••••••••left Mar 24, 2008, registered Apr 18, 2008 (25 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•• S••••••••• I•••left Dec 8, 2006, registered Dec 20, 2006 (12 days) · Other
- S••••••• I••••••••• S•••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jul 13, 2005, registered Jul 1, 2005 (-12 days) · Other
- B•••••• B•• M•••••••• left M••••••• F•••••••• G••••• I••• for L•• F•••••••• L•• (registered 2023-08-04)May 7, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address