RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• J•••• H••••
- M••••••• I••••••••• R••••••• A•• M••••••••• L•• state registered currentsince Aug 6, 2025 · Wilton, Nh
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Apr 10, 2025 · Boston, Ma
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- S•••••••• A••••••• L•• national BDFeb 11, 2015 to Jul 13, 2018 · Merrimack, Nh
- H•••• • D••••••••• W••••• M••••••••• L•• state registeredMar 5, 2010 to Feb 12, 2014 · Milford, Nh
- T•••• A•••••••• L•• formerApr 11, 2008 to Dec 31, 2009 · Manchester, Nh
- S•••••••• A••••••• L•• national BDAug 19, 2005 to Apr 3, 2008 · Merrimack, Nh
- S•••••••• A••••••• L•• to M••••••• I••••••••• R••••••• A•• M••••••••• L••left Apr 10, 2025, registered Aug 6, 2025 (118 days) · Affiliated broker-dealer or bank to a state-registered adviser
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- H•••• • D••••••••• W••••• M••••••••• L•• to S•••••••• A••••••• L••left Feb 12, 2014, registered Feb 11, 2015 (364 days) · Other
- T•••• A•••••••• L•• to H•••• • D••••••••• W••••• M••••••••• L••left Dec 31, 2009, registered Mar 5, 2010 (64 days) · Other
- S•••••••• A••••••• L•• to T•••• A•••••••• L••left Apr 3, 2008, registered Apr 11, 2008 (8 days) · Other
- W•••••• J•••• H•••• left S•••••••• A••••••• L•• for M••••••• I••••••••• R••••••• A•• M••••••••• L•• (registered 2025-08-06)Apr 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address