RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• R•••• G•••
- L•• F•••••••• L•• BD affiliated currentsince Aug 5, 2021 · Fort Mill, Sc
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJun 10, 2016 to Aug 5, 2021 · Fort Myers, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedAug 2, 2013 to May 16, 2016 · Tampa, Fl
- U••• F•••••••• P••••••• S••••••• formerFeb 25, 2011 to Jun 21, 2013 · Tampa, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left Aug 5, 2021, registered Aug 5, 2021 (0 days) · Affiliated broker-dealer or bank to another
- I••••••••• F•••••••• P••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 16, 2016, registered Jun 10, 2016 (25 days) · Other
- U••• F•••••••• P••••••• S••••••• to I••••••••• F•••••••• P•••••••left Jun 21, 2013, registered Aug 2, 2013 (42 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address