E• M•••••••

• K••••• A•••••••• I••• BD affiliated current
  since May 30, 2017 · Weston, Fl
• A••••••••• F•••••••• S•••••••• L•• national BD
  May 15, 2013 to May 25, 2017 · Davie, Fl
• S•• BD affiliated
  Dec 20, 2010 to May 14, 2013 · Ann Arbor, Mi
• S••••••••• A•••••• A•••••••• I••• former
  Jun 8, 2010 to Oct 21, 2010 · Pembroke Pines, Fl
• O•••• F•• I••• former
  Feb 18, 2010 to May 26, 2010 · Sunrise, Fl

• A••••••••• F•••••••• S•••••••• L•• to K••••• A•••••••• I•••
  left May 25, 2017, registered May 30, 2017 (5 days) · Other
• S•• to A••••••••• F•••••••• S•••••••• L••
  left May 14, 2013, registered May 15, 2013 (1 days) · Other
• S••••••••• A•••••• A•••••••• I••• to S••
  left Oct 21, 2010, registered Dec 20, 2010 (60 days) · Other
• O•••• F•• I••• to S••••••••• A•••••• A•••••••• I•••
  left May 26, 2010, registered Jun 8, 2010 (13 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address