DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brooks Carelton Marsted
Feed of 09/14/2026
At current firm
0 y
since Nov 21, 2025
In the industry
28 y
since Nov 26, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Bcm Wealth Management, LLC. state registered currentsince Nov 21, 2025 · Eagle, Co
- Kovack Advisors, Inc. BD affiliatedAug 15, 2006 to Dec 16, 2011 · Ft. Lauderdale, Fl
- Kovack Securities Inc. unclassifiedAug 16, 2005 to Aug 15, 2006 · Olympic Valley, Ca
- Davidson Investment Advisors, Inc. independent RIAJun 27, 2002 to Nov 8, 2004 · Great Falls, Mt
- D.A. Davidson & Co. independent RIAMay 15, 2002 to Aug 23, 2005 · Livingston, Mt
Moves
a registration end followed by a registration begin elsewhere
- Kovack Advisors, Inc. to Bcm Wealth Management, LLC.left Dec 16, 2011, registered Nov 21, 2025 (5089 days) · Other
- Kovack Securities Inc. to Kovack Advisors, Inc.left Aug 15, 2006, registered Aug 15, 2006 (0 days) · Other
- D.A. Davidson & Co. to Davidson Investment Advisors, Inc.left Aug 23, 2005, registered Jun 27, 2002 (-1153 days) · Other
- Davidson Investment Advisors, Inc. to Kovack Securities Inc.left Nov 8, 2004, registered Aug 16, 2005 (281 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address