RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I••• E•••••• A•••••••••
- T••••••••• R••••••••• A•••••••• L•• BD affiliated currentsince Mar 8, 2018 · Atlanta, Ga
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 9, 2016 to Mar 7, 2017 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerMay 17, 2016 to Dec 31, 2016 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 4, 2007 to Aug 7, 2014 · Atlanta, Ga
- T••••• A••••••• S•••••••• I••• to T••••••••• R••••••••• A•••••••• L••left Mar 7, 2017, registered Mar 8, 2018 (366 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 9, 2016 (-113 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• I••••••••• S•••••••• I•••left Aug 7, 2014, registered May 17, 2016 (649 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address