S••••• B••••••

• S•••••••• A••••••• L•• national BD current
  since Oct 9, 2025 · Swansea, Il
• E••••• J•••• national BD
  Mar 31, 2015 to Sep 17, 2025 · St Louis, Mo
• F•••• T•••• S••••••••• I••• BD affiliated
  Feb 25, 2013 to Mar 6, 2015 · Fairfield, Oh
• C•••••••• F•••••••• G•••• A••••••• former
  Sep 8, 2010 to Jan 31, 2013 · Covington, Ky
• F•••• T•••• S••••••••• I••• BD affiliated
  Nov 18, 2005 to Aug 21, 2009 · Cincinnati, Oh

• E••••• J•••• to S•••••••• A••••••• L••
  left Sep 17, 2025, registered Oct 9, 2025 (22 days) · Affiliated broker-dealer or bank to another
• F•••• T•••• S••••••••• I••• to E••••• J••••
  left Mar 6, 2015, registered Mar 31, 2015 (25 days) · Other
• C•••••••• F•••••••• G•••• A••••••• to F•••• T•••• S••••••••• I•••
  left Jan 31, 2013, registered Feb 25, 2013 (25 days) · Other
• F•••• T•••• S••••••••• I••• to C•••••••• F•••••••• G•••• A•••••••
  left Aug 21, 2009, registered Sep 8, 2010 (383 days) · Other

• ••• Locked
  Sep 17, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address