DFX Intelligence
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Registered advisor
L•••• F•••••••• B•••
Feed of 09/14/2026
Also filed as L•••• F• B••••••• B••••••••• F•••••••• B•••
At current firm
3 y
since Jul 3, 2023
In the industry
28 y
since Jan 16, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jul 3, 2023 · Jacksonville, Fl
- S••••••• F•••••••• S•••••••• I••• formerMar 12, 2015 to Aug 10, 2023 · Jacksonville, Fl
- M•• F•••••••• S•••••••• I••• formerFeb 24, 2012 to Mar 16, 2015 · Jacksonville, Fl
- P•••••••• S••••••••• I••• BD affiliatedOct 23, 2006 to Feb 14, 2012 · Locust Valley, Ny
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2023, registered Jul 3, 2023 (-38 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to S••••••• F•••••••• S•••••••• I•••left Mar 16, 2015, registered Mar 12, 2015 (-4 days) · Other
- P•••••••• S••••••••• I••• to M•• F•••••••• S•••••••• I•••left Feb 14, 2012, registered Feb 24, 2012 (10 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address