RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• N•••••••• M•••••
- U•• A••••••• institutional currentsince Feb 7, 2018 · Glastonbury, Ct
- S••••••• P•••••• A•••••••• L••• institutionalMar 4, 2015 to Feb 8, 2016 · New York, Ny
- N•• A•••••• S•••••••• L•• formerMay 1, 2012 to Nov 19, 2014 · New York, Ny
- M••••• S•••••• wirehouseAug 20, 2009 to Feb 8, 2012 · New York, Ny
- S••••••• P•••••• A•••••••• L••• to U•• A•••••••left Feb 8, 2016, registered Feb 7, 2018 (730 days) · Other
- N•• A•••••• S•••••••• L•• to S••••••• P•••••• A•••••••• L•••left Nov 19, 2014, registered Mar 4, 2015 (105 days) · Other
- M••••• S•••••• to N•• A•••••• S•••••••• L••left Feb 8, 2012, registered May 1, 2012 (83 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address