E••••• M••••••

M••••• S••••••wirehouseMiddleton, Madual registrantIAPD 2976584

Certified Financial Planner

Feed of 09/14/2026

Also filed as E••••• J• M••••••••• J••••• M••••••

At current firm

0 y

since Oct 24, 2025

In the industry

28 y

since Dec 29, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Oct 24, 2025 · Middleton, Ma
W•••• F•••• A••••••• wirehouse
Sep 27, 2013 to Oct 29, 2025 · Beverly, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 29, 2006 to Dec 10, 2008 · Burlington, Ma

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to M••••• S••••••
left Oct 29, 2025, registered Oct 24, 2025 (-5 days) · Wirehouse to wirehouse · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Dec 10, 2008, registered Sep 27, 2013 (1752 days) · Wirehouse to wirehouse

Signals

••• Locked
Oct 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address