DFX Intelligence
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Registered advisor
J••••• W•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as W••••••••• E• W•••••
At current firm
7 y
since Jun 20, 2019
In the industry
28 y
since Mar 20, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• S••••••• N•••••• independent RIA currentsince Jun 20, 2019 · Kuna, Id
- F••••••• P••••••• T•••• C••••••• F•• unclassifiedAug 7, 2006 to Mar 28, 2007 · Westlake, Tx
- F••••••• P••••••• T•••• C••••••• F•• unclassifiedApr 27, 2005 to Feb 2, 2006 · Merrimack, Nh
- S•••••••• A••••••• L•• national BDAug 20, 2004 to Jun 9, 2018 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to F••••••• P••••••• T•••• C••••••• F••left Jun 9, 2018, registered Apr 27, 2005 (-4791 days) · Other
- F••••••• P••••••• T•••• C••••••• F•• to A••••••• S••••••• N••••••left Mar 28, 2007, registered Jun 20, 2019 (4467 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address