DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• R••••• M••••••••

K••••• A••••••• S•••••••• L••BD affiliatedKeene, Nh dual registrantIAPD 2978650

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Jeff M••••••••

At current firm

0 y

since Jun 24, 2026

In the industry

28 y

since Jan 16, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A••••••• S•••••••• L•• BD affiliated current
since Jun 24, 2026 · Keene, Nh
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Aug 4, 2025 to Jun 23, 2026 · Naples, Fl
M•••••••• W••••• M••••••••• L•• unclassified
Jul 11, 2018 to Oct 14, 2024 · Keene, Nh
C••••••••• F•••••••• N•••••• national BD
Aug 9, 2011 to Aug 4, 2025 · Keene, Nh
O•••• I••••••••• I••• BD affiliated
Jan 5, 2004 to Aug 8, 2011 · Keene, Nh
C••••••••• S••••••••• L••• unclassified
Oct 13, 2003 to Jan 2, 2004 · Peterborough, Nh
O•••• I••••••••• I••• BD affiliated
Jun 27, 2001 to Oct 10, 2003 · Peterborough, Nh

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to K••••• A••••••• S•••••••• L••
left Jun 23, 2026, registered Jun 24, 2026 (1 days) · Affiliated broker-dealer or bank to another
C••••••••• F•••••••• N•••••• to M•••••••• W••••• M••••••••• L••
left Aug 4, 2025, registered Jul 11, 2018 (-2581 days) · Other
M•••••••• W••••• M••••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Oct 14, 2024, registered Aug 4, 2025 (294 days) · Other
O•••• I••••••••• I••• to C••••••••• F•••••••• N••••••
left Aug 8, 2011, registered Aug 9, 2011 (1 days) · Other
C••••••••• S••••••••• L••• to O•••• I••••••••• I•••
left Jan 2, 2004, registered Jan 5, 2004 (3 days) · Other
O•••• I••••••••• I••• to C••••••••• S••••••••• L•••
left Oct 10, 2003, registered Oct 13, 2003 (3 days) · Other

Signals

J•••••• R••••• M•••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for K••••• A••••••• S•••••••• L•• (registered 2026-06-24)
Jun 23, 2026 · Advisor changed firm · fact
J•••••• R••••• M•••••••• left C••••••••• F•••••••• N•••••• for M•••••••• W••••• M••••••••• L•• (registered 2018-07-11)
Aug 4, 2025 · Advisor changed firm · fact
J•••••• R••••• M•••••••• left M•••••••• W••••• M••••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-08-04)
Oct 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address