RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A•••• B••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Dec 1, 2017 · Wauwatosa, Wi
- C••••••••• C•••••• S••••••••• I••• independent RIAJan 14, 2013 to Nov 30, 2017 · Wauwatosa, Wi
- T•••• L•••• S••••••••• L•• unclassifiedJan 14, 2013 to Dec 1, 2017 · Madison, Wi
- S••••••• I••••••••• A•••••••• I••• otherNov 29, 2011 to Dec 19, 2012 · Schaumburg, Il
- T•••• L•••• S••••••••• L•• to G••••• R••••••••• P••••••• L••left Dec 1, 2017, registered Dec 1, 2017 (0 days) · Other · moved with a team
- C••••••••• C•••••• S••••••••• I••• to T•••• L•••• S••••••••• L••left Nov 30, 2017, registered Jan 14, 2013 (-1781 days) · Other · moved with a team
- S••••••• I••••••••• A•••••••• I••• to C••••••••• C•••••• S••••••••• I•••left Dec 19, 2012, registered Jan 14, 2013 (26 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address