DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• S•••••••••

L•• E••••••••• L••BD affiliatedBrooklyn, Nydual registrantIAPD 2980020

Feed of 09/14/2026

Also filed as Andrew Paul Shakespeare

At current firm

0 y

since May 1, 2026

In the industry

26 y

since Feb 3, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since May 1, 2026 · Brooklyn, Ny
E•••••••• A•••••••• L•• national BD
Mar 28, 2023 to May 20, 2025 · New York, Ny
M•• I•••••••• S•••••••• L•• BD affiliated
Dec 9, 2022 to Mar 15, 2023 · New York, Ny
A••••••• F•••••••• A•••••••• L•• BD affiliated
Jul 9, 2020 to Dec 31, 2020 · New York, Ny
J••• M••••• S••••••••• L•• wirehouse
Jan 9, 2014 to Aug 8, 2018 · Brooklyn, Ny
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 8, 2010 to Mar 19, 2013 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

E•••••••• A•••••••• L•• to L•• E••••••••• L••
left May 20, 2025, registered May 1, 2026 (346 days) · Affiliated broker-dealer or bank to another · moved with a team
M•• I•••••••• S•••••••• L•• to E•••••••• A•••••••• L••
left Mar 15, 2023, registered Mar 28, 2023 (13 days) · Affiliated broker-dealer or bank to another
A••••••• F•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••
left Dec 31, 2020, registered Dec 9, 2022 (708 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to A••••••• F•••••••• A•••••••• L••
left Aug 8, 2018, registered Jul 9, 2020 (701 days) · Wirehouse to affiliated broker-dealer or bank
A••••••••• F•••••••• S•••••••• L•• to J••• M••••• S••••••••• L••
left Mar 19, 2013, registered Jan 9, 2014 (296 days) · Affiliated broker-dealer or bank to wirehouse

Signals

A••••• S••••••••• left E•••••••• A•••••••• L•• for L•• E••••••••• L•• (registered 2026-05-01)
May 20, 2025 · Advisor changed firm · fact
A••••• S••••••••• left M•• I•••••••• S•••••••• L•• for E•••••••• A•••••••• L•• (registered 2023-03-28)
Mar 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address