DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• S•• E••••••••• M•••••••

I•••••• A•••••••• L••independent RIAMeridian, Id IA-onlyIAPD 2982847

Feed of 09/15/2026

Also filed as B•••• Sun E•••••••••

At current firm

1 y

since Nov 25, 2024

In the industry

28 y

since Jan 23, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I•••••• A•••••••• L•• independent RIA current
since Nov 25, 2024 · Meridian, Id
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 21, 2024 to Nov 27, 2024 · La Grande, Or
C••••• A••••••• L•• former
Nov 14, 2016 to Mar 21, 2024 · Portland, Or
J••• M••••• S••••••••• L•• wirehouse
Mar 1, 2013 to Aug 12, 2016 · Portland, Or
C••••• A••••••• L•• former
Feb 28, 2012 to Feb 28, 2013 · Portland, Or
P•••••• W••• F•••••••• C••••••••• I•• former
May 14, 2010 to Feb 28, 2012 · Renton, Wa
W•••• F•••• I••••••••• L•• unclassified
Nov 29, 2006 to Apr 27, 2009 · Portland, Or
P•••••• W••• F•••••••• C••••••••• I•• former
Oct 23, 2003 to Oct 31, 2006 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to I•••••• A•••••••• L••
left Nov 27, 2024, registered Nov 25, 2024 (-2 days) · Affiliated broker-dealer or bank to independent RIA
C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
J••• M••••• S••••••••• L•• to C••••• A••••••• L••
left Aug 12, 2016, registered Nov 14, 2016 (94 days) · Other
C••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Feb 28, 2013, registered Mar 1, 2013 (1 days) · Other
P•••••• W••• F•••••••• C••••••••• I•• to C••••• A••••••• L••
left Feb 28, 2012, registered Feb 28, 2012 (0 days) · corporate re-registration, not a move
W•••• F•••• I••••••••• L•• to P•••••• W••• F•••••••• C••••••••• I••
left Apr 27, 2009, registered May 14, 2010 (382 days) · Other
P•••••• W••• F•••••••• C••••••••• I•• to W•••• F•••• I••••••••• L••
left Oct 31, 2006, registered Nov 29, 2006 (29 days) · Other

Signals

B•••• S•• E••••••••• M••••••• left C••••• I••••••••• A••••••• L•• for I•••••• A•••••••• L•• (registered 2024-11-25)
Nov 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address