RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliated currentsince Oct 16, 2025 · Avon, Oh
- K•• I••••••••• S••••••• L•• BD affiliatedMay 10, 2007 to Sep 4, 2025 · Saline, Mi
- I••••• F•••••••• C••••••••• formerOct 11, 2005 to Apr 4, 2007 · Avon Lake, Oh
- K•• I••••••••• S••••••• L•• to I••••••••• A••••• I••••••••• M••••••••• L••left Sep 4, 2025, registered Oct 16, 2025 (42 days) · Affiliated broker-dealer or bank to another
- I••••• F•••••••• C••••••••• to K•• I••••••••• S••••••• L••left Apr 4, 2007, registered May 10, 2007 (36 days) · Other
- P••• N••••••• K••••••••• left K•• I••••••••• S••••••• L•• for I••••••••• A••••• I••••••••• M••••••••• L•• (registered 2025-10-16)Sep 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address