RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• E•••••• I•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Aug 10, 2017 · Racine, Wi
- P•• W••••• M••••••••• BD affiliatedMay 21, 2013 to Aug 7, 2017 · Milwaukee, Wi
- U••• B•••••• I••••••••• I••• formerMay 12, 2010 to May 17, 2013 · Brown Deer, Wi
- M•• I••••••••• M••••••••• C•••• formerApr 28, 2010 to Jun 4, 2010 · Milwaukee, Wi
- M•• F•••••••• A•••••••• I••• formerSep 15, 2005 to Mar 26, 2010 · Milwaukee, Wi
- P•• W••••• M••••••••• to J••• M••••• S••••••••• L••left Aug 7, 2017, registered Aug 10, 2017 (3 days) · Other
- U••• B•••••• I••••••••• I••• to P•• W••••• M•••••••••left May 17, 2013, registered May 21, 2013 (4 days) · Other
- M•• I••••••••• M••••••••• C•••• to U••• B•••••• I••••••••• I•••left Jun 4, 2010, registered May 12, 2010 (-23 days) · Other
- M•• F•••••••• A•••••••• I••• to M•• I••••••••• M••••••••• C••••left Mar 26, 2010, registered Apr 28, 2010 (33 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address