RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• D•••• M•••••••
- C••• I••••••••• A••••••• S•••••••• L•• institutional currentsince Aug 29, 2019 · Cleveland, Oh
- C••• R••••••••• P••• A••••••• S••••••• institutionalApr 18, 2016 to Dec 31, 2021 · Philadelphia, Pa
- G••••• R••••••••• P••••••• L•• institutionalSep 23, 2014 to Oct 6, 2016 · Philadelphia, Pa
- F•••••••• T••••••• I••• formerAug 23, 2012 to Nov 17, 2014 · Philadelphia, Pa
- C••••• A••••••• L•• formerOct 11, 2002 to Aug 24, 2012 · Philadelphia, Pa
- C••• R••••••••• P••• A••••••• S••••••• to C••• I••••••••• A••••••• S•••••••• L••left Dec 31, 2021, registered Aug 29, 2019 (-855 days) · channel change inside one enterprise, not a move · moved with a team
- G••••• R••••••••• P••••••• L•• to C••• R••••••••• P••• A••••••• S•••••••left Oct 6, 2016, registered Apr 18, 2016 (-171 days) · Other
- F•••••••• T••••••• I••• to G••••• R••••••••• P••••••• L••left Nov 17, 2014, registered Sep 23, 2014 (-55 days) · Other
- C••••• A••••••• L•• to F•••••••• T••••••• I•••left Aug 24, 2012, registered Aug 23, 2012 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address