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RIA Intelligence
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Feed of 09/14/2026
Also filed as Shane Brandon Smith
At current firm
1 y
since Sep 12, 2025
In the industry
28 y
since Mar 2, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Sep 12, 2025 · Plano, Tx
- I•••••• A•••••••• I••• asset managerJan 1, 2010 to Jun 4, 2018 · Atlanta, Ga
- I•••••• A•• P•••••• A•••• M••••••••• I••• unclassifiedJan 6, 2005 to Jan 1, 2010 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- I•••••• A•••••••• I••• to F••••• I•••••••••left Jun 4, 2018, registered Sep 12, 2025 (2657 days) · Other
- I•••••• A•• P•••••• A•••• M••••••••• I••• to I•••••• A•••••••• I•••left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address