RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M•••• S•••••
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Jan 3, 2011 · Tacoma, Wa
- V••• F•••••••• P•••••••• L•• formerJan 9, 2009 to Jan 3, 2011 · Portland, Or
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 11, 2004 to Jan 8, 2009 · Portland, Or
- V••• F•••••••• P•••••••• L•• formerJul 2, 2003 to Aug 6, 2003 · Portland, Or
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- V•••• F•••••••• A•••••••• I••• to V••• F•••••••• P•••••••• L••left Jan 8, 2009, registered Jan 9, 2009 (1 days) · Other
- V••• F•••••••• P•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Aug 6, 2003, registered Jun 11, 2004 (310 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address