DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patrick Thomas Groh
Feed of 09/14/2026
At current firm
5 y
since Jan 21, 2021
In the industry
28 y
since Feb 6, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Victory Capital Management Inc. asset manager currentsince Jan 21, 2021 · San Antonio, Tx
- Usaa Investment Services Company no RAUMJan 8, 2018 to Jul 8, 2019 · San Antonio, Tx
- Usaa Financial Planning Services formerAug 29, 2011 to Jan 8, 2018 · San Antonio, Tx
- Td Ameritrade Investment Management, LLC formerJun 28, 2007 to Mar 16, 2009 · Cincinnati, Oh
- Td Ameritrade, Inc. formerJun 25, 2007 to Mar 16, 2009 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- Usaa Investment Services Company to Victory Capital Management Inc.left Jul 8, 2019, registered Jan 21, 2021 (563 days) · corporate re-registration, not a move
- Usaa Financial Planning Services to Usaa Investment Services Companyleft Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
- Td Ameritrade Investment Management, LLC to Usaa Financial Planning Servicesleft Mar 16, 2009, registered Aug 29, 2011 (896 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Mar 16, 2009, registered Jun 28, 2007 (-627 days) · channel change inside one enterprise, not a move
Signals
- Patrick Thomas Groh no longer holds an investment adviser registration (last listed at Victory Capital Management Inc. on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address