DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Worley Banks Group, LLC
Latest filing Feb 27, 2026
First filing on the tape Apr 8, 2020 · 16 filings
SEC status approved since May 8, 2020
RAUM
$184M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$178M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$61.4M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$184M as of Feb 27, 2026
Jan 19, 2021$160M then
HNW client RAUM$112M as of Feb 27, 2026
Mar 30, 2022$107M then
State-registered IARs (5.B.3)2 as of Feb 27, 2026
Jan 19, 20214 then
Employees (5.A)3 as of Feb 27, 2026
Jan 19, 20215 then
Private funds: no history
RAUM +12% over the last fiscal year-0.7% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $61.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 250derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $830,781derivedHNW RAUM over HNW clients
- Average account
- $239,971derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +160%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$112M61%
- Individuals$66.3M36%
- Pension and profit-sharing plans$5.8M3.2%
- Individual clients
- 614reported
- HNW clients
- 135reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 768reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Timothy Joseph Banks | Creve Coeur, Mo | May 20, 2020 | 24 y | 4 |
| Paul L Banks | Creve Coeur, Mo | Apr 19, 2022 | 15 y | 4 |
| Nicholas Joseph AllgeyerCertified Financial Planner | Creve Coeur, Mo | Jul 13, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Jordan St Clair to Bison Financial Group, LLCJan 23, 2023 · RIA to a state-registered adviser
- Spencer Anthony Wilmes to Bison Financial Group, LLCJan 23, 2023 · RIA to a state-registered adviser
- David Holt Worley to Bison Financial Group, LLCMay 12, 2022 · RIA to a state-registered adviser
- Ryan Laurence Furlong to FacetApr 15, 2021 · RIA to RIA
Joined, latest
- Spencer Anthony Wilmes from Pinnacle Family Advisors, LLCJul 27, 2022 · RIA to RIA
- Paul L Banks from Commerce Brokerage Services, IncApr 19, 2022 · RIA to RIA
- Jordan St Clair from Rfg Advisory, LLCMay 26, 2020 · RIA to a newly registered adviser
- Ryan Laurence Furlong from Rfg Advisory, LLCMay 26, 2020 · RIA to a newly registered adviser
- David Holt Worley from Rfg Advisory, LLCMay 21, 2020 · RIA to a newly registered adviser
- Timothy Joseph Banks from Rfg Advisory, LLCMay 20, 2020 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Bison Financial Group, LLCJan 23, 2023 · Creve Coeur, Mo
- 2 joined from Rfg Advisory, LLCSep 4, 2020 · Vestavia Hills, Al
- 2 joined from Rfg Advisory, LLCSep 4, 2020 · Creve Coeur, Mo
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Timothy Banks · Managing Member / Ccocontrolsince 05/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Creve Coeur, Mo · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Feb 27, 2026private clients per advisor of 249.7 against a peer median of 57.3 (3075 comparable advisers, 98.0th percentile, 5.5 robust deviations)peers: independent wealth managers, $100M to $500M (3,075) · 98% percentile
- client count surgeChange between filings · filing Feb 27, 2026individual and HNW clients (Item 5.D) moved from 288.0 to 749.0 (+160.0%) between the annual amendments of 2025-02-26 and 2026-02-27; the peer median change was +3.0% (3310 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,310) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 804 to 768Feb 26, 2025 to Feb 27, 2026
- HNW clients · 52 to 135Feb 26, 2025 to Feb 27, 2026
- Individual clients · 236 to 614Feb 26, 2025 to Feb 27, 2026
- Discretionary RAUM · $165M to $184MFeb 26, 2025 to Feb 27, 2026
- HNW RAUM · $84.5M to $112MFeb 26, 2025 to Feb 27, 2026
- Individual RAUM · $74.9M to $66.3MFeb 26, 2025 to Feb 27, 2026
- Non-discretionary RAUM · $0 to $422,931Feb 26, 2025 to Feb 27, 2026
- Pension RAUM · $5.1M to $5.8MFeb 26, 2025 to Feb 27, 2026
- RAUM · $165M to $184MFeb 26, 2025 to Feb 27, 2026
- Accounts · 768 to 804Mar 20, 2024 to Feb 26, 2025
- HNW clients · 49 to 52Mar 20, 2024 to Feb 26, 2025
- Individual clients · 232 to 236Mar 20, 2024 to Feb 26, 2025
- Employees · 4 to 3Mar 20, 2024 to Feb 26, 2025
- Financial planning clients · 0 to 0Mar 20, 2024 to Feb 26, 2025
- Discretionary RAUM · $143M to $165MMar 20, 2024 to Feb 26, 2025
- HNW RAUM · $75.1M to $84.5MMar 20, 2024 to Feb 26, 2025
- Individual RAUM · $61.5M to $74.9MMar 20, 2024 to Feb 26, 2025
- Pension RAUM · $6.1M to $5.1MMar 20, 2024 to Feb 26, 2025
- RAUM · $143M to $165MMar 20, 2024 to Feb 26, 2025
- Accounts · 1,067 to 768Mar 15, 2023 to Mar 20, 2024
- HNW clients · 50 to 49Mar 15, 2023 to Mar 20, 2024
- Individual clients · 433 to 232Mar 15, 2023 to Mar 20, 2024
- Employees · 3 to 4Mar 15, 2023 to Mar 20, 2024
- Discretionary RAUM · $188M to $143MMar 15, 2023 to Mar 20, 2024
- HNW RAUM · $80.0M to $75.1MMar 15, 2023 to Mar 20, 2024
- Individual RAUM · $97.8M to $61.5MMar 15, 2023 to Mar 20, 2024
- Pension RAUM · $5.1M to $6.1MMar 15, 2023 to Mar 20, 2024
- RAUM · $188M to $143MMar 15, 2023 to Mar 20, 2024
- Accounts · 1,119 to 1,067Jun 8, 2022 to Mar 15, 2023
- Advisory employees · 4 to 2Jun 8, 2022 to Mar 15, 2023
- Individual clients · 400 to 433Jun 8, 2022 to Mar 15, 2023
- Assets in custody · 20000000.0 to unsetJun 8, 2022 to Mar 15, 2023
- Custody of client assets · true to falseJun 8, 2022 to Mar 15, 2023
- Employees · 5 to 3Jun 8, 2022 to Mar 15, 2023
- State-registered IARs · 4 to 2Jun 8, 2022 to Mar 15, 2023
- Discretionary RAUM · $183M to $188MJun 8, 2022 to Mar 15, 2023
- HNW RAUM · $104M to $80.0MJun 8, 2022 to Mar 15, 2023
- Individual RAUM · $72.8M to $97.8MJun 8, 2022 to Mar 15, 2023
- Pension RAUM · unset to 5135370.0Jun 8, 2022 to Mar 15, 2023
- RAUM · $183M to $188MJun 8, 2022 to Mar 15, 2023
Signals
6 dated events
- Spencer Anthony Wilmes left The Worley Banks Group, Llc for Bison Financial Group, Llc (registered 2023-04-14)Jan 23, 2023 · Advisor changed firm · fact
- Jordan St Clair left The Worley Banks Group, Llc for Bison Financial Group, Llc (registered 2023-04-14)Jan 23, 2023 · Advisor changed firm · fact
- 2 advisors left The Worley Banks Group, LLC (Creve Coeur, MO) for Bison Financial Group, LLC on the same dayJan 23, 2023 · Team lift-out · derived
- David Holt Worley left The Worley Banks Group, Llc for Bison Financial Group, Llc (registered 2023-04-14)May 12, 2022 · Advisor changed firm · fact
- Holt David Worley (Managing Member) no longer on Schedule A of The Worley Banks Group, Llc (listed 2021-01-19, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- The Worley Banks Group, Llc filed its initial SEC registration (Form ADV)Apr 8, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/worley-banksreportedpublic record, Form ADV, Sep 17, 2026
- Website
- login.orionadvisor.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-530-2700reportedpublic record, Form ADV, Feb 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026