RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• G•••••
- P•••••• W••••• A•••••••• I••• state registered currentsince Jan 31, 2019 · Woodland Hills, Ca
- P•••••• W••••• A•••••••• I••• state registeredJun 15, 2009 to Dec 31, 2018 · Woodland Hills, Ca
- G••• C•••• S••••••••• I••• formerJan 10, 2008 to Aug 31, 2009 · Woodland Hills, Ca
- W••••••• F•••••••• S•••••••• I••• formerNov 9, 2006 to Dec 31, 2007 · Woodland Hills, Ca
- W••••• S••••• S••••••••• I••• formerAug 1, 2003 to Nov 21, 2006 · Woodland Hills, Ca
- N••••• • L•••• S••••••••• I••• unclassifiedMar 19, 2003 to Aug 1, 2003 · Woodland Hills, Ca
- I••••••••• C•••••• M••••••••• unclassifiedJun 24, 2002 to Jan 30, 1998 · Woodland Hills, Ca
- I••••••••• C•••••• M••••••••• unclassifiedDec 15, 1999 to Mar 11, 2003 · Woodland Hills, Ca
- G••• C•••• S••••••••• I••• to P•••••• W••••• A•••••••• I•••left Aug 31, 2009, registered Jun 15, 2009 (-77 days) · Other
- W••••••• F•••••••• S•••••••• I••• to G••• C•••• S••••••••• I•••left Dec 31, 2007, registered Jan 10, 2008 (10 days) · Other
- W••••• S••••• S••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Nov 21, 2006, registered Nov 9, 2006 (-12 days) · Other
- N••••• • L•••• S••••••••• I••• to W••••• S••••• S••••••••• I•••left Aug 1, 2003, registered Aug 1, 2003 (0 days) · corporate re-registration, not a move
- I••••••••• C•••••• M••••••••• to N••••• • L•••• S••••••••• I•••left Jan 30, 1998, registered Mar 19, 2003 (1874 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address